Investment adviser · CRD 141836

CROW POINT PARTNERS, LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Apr 1, 2020

Regulatory AUM: $274M
Client accounts: 9
Employees: 4
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	9	$135,000,000	49.3%
Other investment advisers	4	$100,000,000	36.6%
High-net-worth individuals	5	$33,000,000	12.1%
Retirement plans	3	$4,392,000	1.6%
Pooled investment vehicles	1	$1,200,000	0.4%

Filing source

Form ADV 1405955 · Apr 1, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CROW POINT EQUITY OPPORTUNITIES FUND LIMITED PARTNERSHIPOther Private Fund · Last reported Apr 1, 2020$1.2MGross asset value

Fund administrator ESSENTIAL FUND SERVICES INTERNATIONAL, LLC SUMMIT, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BERKOWER LLC ISELIN, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

BERKOWER LLC
PCAOB 217

Fund details & source

Fund ID: 805-8885513184
Reported beneficial owners: 1
Minimum commitment: $100K
Form D file number: 021-354053

Form ADV 1405955 · Apr 1, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CROW POINT PRINCIPAL PRESERVATION STRATEGIES, L. P.Liquidity Fund · Last reported Apr 12, 2018$54.2MGross asset value

Fund administrator GEMINI FUND SERVICES, LLC HAUPPAUGE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RAINES & FISCHER LLP NEW YORK, New York, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RAINES & FISCHER LLP
PCAOB 3760

GOLDMAN SACHS & CO. LLC
SEC 8-129

Fund details & source

Fund ID: 805-9572038255
Reported beneficial owners: 1
Minimum commitment: $5M

Form ADV 1209108 · Apr 12, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CROW POINT L/S PORTFOLIO, L.P.Hedge Fund · Last reported Oct 17, 2016$13.5MGross asset value

Fund administrator GEMINI HEDGE FUND SERVICES HAPPAUGE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KAUFMAN ROSSIN MIAMI, Florida, United States

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States

Prime broker BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source

Fund ID: 805-5506493719
Reported beneficial owners: 58
Minimum commitment: $200K

Form ADV 1045629 · Oct 17, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CROW POINT L/S PORTFOLIO II, L.P.Hedge Fund · Last reported Oct 17, 2016$3.37MGross asset value

Fund administrator GEMINI HEDGE FUND SERVICES HAUPPAUGE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KAUFMAN ROSSIN MIAMI, Florida, United States

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States

Prime broker BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source

Fund ID: 805-4923955657
Reported beneficial owners: 18
Minimum commitment: $200K

Form ADV 1045629 · Oct 17, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 1, 2020. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

280 SUMMER STREET, SUITE M1
BOSTON, MA, 02210, United States

CRD 141836

Filing source

Form ADV 1405955 · Apr 1, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.