Investment adviser · CRD 174289

CROSSWINDS AUM LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 28, 2018

Regulatory AUM
$41M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles4$41,011,573100.0%
Filing source

Form ADV 1194270 · Mar 28, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CROSSWINDS REHedge Fund · Last reported Mar 28, 2018$1.47MGross asset value
Auditor DELOITTE GEORGE TOWN, Cayman Islands
Custodian DEUTSCHE BANK JERSEY CHANNEL, Jersey Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DELOITTE
PCAOB 1096

Fund details & source
Fund ID
805-5190250757
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1194270 · Mar 28, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MONARCH DELAWARE HOLDINGS LLCHedge Fund · Last reported Mar 28, 2018$136KGross asset value
Auditor ERNST & YOUNG MIAMI, Florida, United States
Custodian WELLS FARGO MIAMI, Florida, United States Related to adviser: No
Custodian WILMINGTON TRUST BALTIMORE, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 42

Fund details & source
Fund ID
805-2944363242
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 1194270 · Mar 28, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2018. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

14 WALL STREET, SUITE 5D
NEW YORK, NY, 10005, United States

CRD 174289

Filing source

Form ADV 1194270 · Mar 28, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.