Investment adviser · CRD 22589
CRI SECURITIES, LLC
Investment adviser filing (IA)
ST.PAUL, MN, United States · Form ADV filed Oct 15, 2021
- Regulatory AUM
- $1.68B Form ADV · Item 5.F
- Client accounts
- 4,517 Accounts, not individual clients
- Employees
- 269 Reported in this filing
- Advisory professionals
- 188 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 1,397 | $876,481,599 | 52.3% |
| Individuals | 4,014 | $740,158,624 | 44.2% |
| Corporations & businesses | 40 | $31,344,553 | 1.9% |
| Retirement plans | 26 | $26,367,732 | 1.6% |
| Charities | 5 | $1,292,509 | 0.1% |
Filing source
Form ADV 1571594 · Oct 15, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Oct 15, 2021. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
400 ROBERT STREET NORTHST.PAUL, MN, 55101, United States
CRD 22589
Filing source
Form ADV 1571594 · Oct 15, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.