Investment adviser · CRD 288220

SAX CAPITAL LLC

WASHINGTON, DC, United States · Form ADV filed Jun 30, 2023

Regulatory AUM: $803M
Client accounts: 237
Employees: 4
Advisory professionals: 4

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,194,773,210	9	Mar 31, 2022
2022	$949,727,991	4	Mar 31, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	237	$802,592,037	100.0%

Filing source

Form ADV 1756572 · Jun 30, 2023 · Item 5.D

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SILICON VALLEY BANK

Custodian · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Showing the first 50 funds.

Private funds & service providers

237 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

COGNATE INVESTMENTS, LP - SERIES IEHPrivate Equity Fund$283MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Internet Economy Holdings LLC

Fund administrator STANDISH MANAGEMENT LLC WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source

Fund ID: 805-2215091819
Reported beneficial owners: 8
Minimum commitment: $100K
Form D file number: 021-293023

Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MIERTALK II-01, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$60.9MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

MierTalk II-01, a Series of SAX Capital Series Fund III, LP

Fund administrator BELLTOWER FUND GROUP, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source

Fund ID: 805-9149668368
Reported beneficial owners: 4
Minimum commitment: $10K
Form D file number: 021-388909

Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

EAST ASIA I, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$55.7MGross asset value

Search Form D filings →

Fund administrator BELLTOWER FUND GROUP, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source

Fund ID: 805-5948901701
Reported beneficial owners: 2
Minimum commitment: $100K
Form D file number: 021-3578821

Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OBSIDIAN SPICE LLCPrivate Equity Fund$51.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Miertalk, LLC

Fund administrator BELLTOWER FUND GROUP, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source

Fund ID: 805-4227399281
Reported beneficial owners: 5
Minimum commitment: $1K
Form D file number: 021-267055

Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OU-REARDEN-042, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$37.6MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

OU-042, a series of SAX Capital Series Fund III, LP

Fund administrator BELLTOWER FUND GROUP, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source

Fund ID: 805-9529730594
Reported beneficial owners: 39
Minimum commitment: $10K
Form D file number: 021-358030

Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MIERTALK II-02, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$35.8MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

MierTalk II-02, a Series of SAX Capital Series Fund III, LP

Fund administrator BELLTOWER FUND GROUP, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source

Fund ID: 805-3903932503
Reported beneficial owners: 2
Minimum commitment: $10K
Form D file number: 021-388678

Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COGNATE INVESTMENTS, LP - SERIES AT1Private Equity Fund$28.1MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Cognate Investments, L.P. - Series AT1

Fund administrator STANDISH MANAGEMENT LLC WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source

Fund ID: 805-5740968050
Reported beneficial owners: 4
Minimum commitment: $50K
Form D file number: 021-351179

Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 31, 2023 · previous imported filing

Regulatory AUM$949,727,991 → $802,592,037
Client accounts276 → 237

Filing source

Form ADV 1756572 · Jun 30, 2023 · Items 1 & 5

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $803M
Non-discretionary: $0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1140 3RD STREET NE, 2ND FLOOR
WASHINGTON, DC, 20002, United States

CRD 288220

Filing source

Form ADV 1756572 · Jun 30, 2023 · Items 1 & 5

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.