Investment adviser · CRD 288220
SAX CAPITAL LLC
WASHINGTON, DC, United States · Form ADV filed Jun 30, 2023
- Regulatory AUM
- $803M Form ADV · Item 5.F
- Client accounts
- 237 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,194,773,210 | 9 | Mar 31, 2022 |
| 2022 | $949,727,991 | 4 | Mar 31, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 237 | $802,592,037 | 100.0% |
Filing source
Form ADV 1756572 · Jun 30, 2023 · Item 5.D
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
237 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
ULM 174, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$276KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-9851619651
- Reported beneficial owners
- 79
- Minimum commitment
- $1K
- Form D file number
- 021-423851
Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OVR 099, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$270KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-8332387186
- Reported beneficial owners
- 54
- Minimum commitment
- $1K
- Form D file number
- 021-412496
Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
STR 130, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$270KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-2735406193
- Reported beneficial owners
- 64
- Minimum commitment
- $2.5K
- Form D file number
- 021-414596
Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
KEARNY JACKSON FR-01, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$266KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-8553481778
- Reported beneficial owners
- 12
- Minimum commitment
- $10K
- Form D file number
- 021-357825
Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
IKF 221, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$265KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-6435537784
- Reported beneficial owners
- 55
- Minimum commitment
- $1K
- Form D file number
- 021-451263
Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
20VC SPV1, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$258KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-7507632665
- Reported beneficial owners
- 5
- Minimum commitment
- $3K
- Form D file number
- 021-424345
Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SAX TORO 034, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$254KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-6668111892
- Reported beneficial owners
- 17
- Minimum commitment
- $5K
- Form D file number
- 021-338059
Form ADV 1756572 · Jun 30, 2023 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 31, 2023 · previous imported filing
- Regulatory AUM$949,727,991 → $802,592,037
- Client accounts276 → 237
Filing source
Form ADV 1756572 · Jun 30, 2023 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $803M
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
1140 3RD STREET NE, 2ND FLOORWASHINGTON, DC, 20002, United States
CRD 288220
Filing source
Form ADV 1756572 · Jun 30, 2023 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.