Investment adviser · CRD 288220
SAX CAPITAL LLC
WASHINGTON, DC, United States · Form ADV filed Oct 27, 2022
- Regulatory AUM
- $1.19B Form ADV · Item 5.F
- Client accounts
- 198 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,194,773,210 | 9 | Mar 31, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 198 | $1,194,773,210 | 100.0% |
Filing source
Form ADV 1684095 · Oct 27, 2022 · Item 5.D
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ASSURE FUND MANAGEMENT, LLC
Fund administrator · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
- OBSIDIAN SPICE LLC
- SF8-OPP31-2, A SERIES OF SAX MASTER FUND A LLC
- SILVERSHORE AL I LLC
- SAX MLTC 013, A SERIES OF SAX CAPITAL SERIES FUND, LP
- INTERNET ECONOMY HOLDINGS II, LLC
- SF8-OPP31, A SERIES OF SAX MASTER FUND A LLC
- SAX CODA 017, A SERIES OF SAX CAPITAL SERIES FUND, LP
- FEMALE FOUNDERS FUND SAX-030, A SERIES OF SAX CAPITAL SERIES FUND, LP
- SAX SFR 032, A SERIES OF SAX CAPITAL SERIES FUND IV, LP
- SAX CIRC 009, A SERIES OF SAX CAPITAL SERIES FUND II, LP
- SAX SECONDARIES FUND II, A SERIES OF SAX MASTER FUND A LLC
- SAX SERIES WEI23M-003, A SERIES OF SAX CAPITAL SERIES FUND II, LP
- A-SLM-43-FUND, A SERIES OF AX-SAXTAL-FUNDS, LLC
- SAX GMG 014, A SERIES OF SAX CAPITAL SERIES FUND, LP
- SAX PCF, A SERIES OF SAX MASTER FUND A LLC
- INTERNET ECONOMY HOLDINGS III, LLC
- SAX SECONDARIES FUND 7, A SERIES OF SAX MASTER FUND A LLC
- SAX LIME 015, A SERIES OF SAX CAPITAL SERIES FUND, LP
- FLEX VENTURES SAX M1-001, A SERIES OF SAX CAPITAL SERIES FUND, LP
- PLTR SAX 008, A SERIES OF SAX CAPITAL SERIES FUND II, LP
- SAX WSH 011, A SERIES OF SAX CAPITAL SERIES FUND II, LP
- SF8-OPP31-3, A SERIES OF SAX MASTER FUND A LLC
Private funds & service providers
198 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
COGNATE INVESTMENTS, LP - SERIES IEHPrivate Equity Fund$460MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-2215091819
- Reported beneficial owners
- 8
- Minimum commitment
- $100K
- Form D file number
- 021-293023
Form ADV 1684095 · Oct 27, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OBSIDIAN SPICE LLCPrivate Equity Fund$83.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-4227399281
- Reported beneficial owners
- 5
- Minimum commitment
- $1K
- Form D file number
- 021-267055
Form ADV 1684095 · Oct 27, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MIERTALK II-01, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$60.9MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-9149668368
- Reported beneficial owners
- 4
- Minimum commitment
- $10K
- Form D file number
- 021-388909
Form ADV 1684095 · Oct 27, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
EAST ASIA I, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$56.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-5948901701
- Reported beneficial owners
- 2
- Minimum commitment
- $100K
- Form D file number
- 021-3578821
Form ADV 1684095 · Oct 27, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SF8-OPP31-2, A SERIES OF SAX MASTER FUND A LLCPrivate Equity Fund$43.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-5884750834
- Reported beneficial owners
- 35
- Minimum commitment
- $1K
- Form D file number
- 021-293026
Form ADV 1684095 · Oct 27, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
COGNATE INVESTMENTS, LP - SERIES 2Private Equity Fund$40.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-5729643812
- Reported beneficial owners
- 2
- Minimum commitment
- $50K
- Form D file number
- 021-344543
Form ADV 1684095 · Oct 27, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MIERTALK II-02, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$35.8MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-3903932503
- Reported beneficial owners
- 2
- Minimum commitment
- $10K
- Form D file number
- 021-388678
Form ADV 1684095 · Oct 27, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 31, 2022 · previous imported filing
- Employees9 → 6
Filing source
Form ADV 1684095 · Oct 27, 2022 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.19B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
1140 3RD STREET NE, 2ND FLOORWASHINGTON, DC, 20002, United States
CRD 288220
Filing source
Form ADV 1684095 · Oct 27, 2022 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.