Investment adviser · CRD 288220
SAX CAPITAL LLC
WASHINGTON, DC, United States · Form ADV filed Mar 31, 2022
- Regulatory AUM
- $1.19B Form ADV · Item 5.F
- Client accounts
- 198 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,194,773,210 | 9 | Mar 31, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 198 | $1,194,773,210 | 100.0% |
Filing source
Form ADV 1589564 · Mar 31, 2022 · Item 5.D
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
198 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
CIT 098, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$566KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-6931830993
- Reported beneficial owners
- 79
- Minimum commitment
- $2.5K
- Form D file number
- 021-414131
Form ADV 1589564 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PAT 084, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$550KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-8539706753
- Reported beneficial owners
- 38
- Minimum commitment
- $5K
- Form D file number
- 021-405232
Form ADV 1589564 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MYASIAVC TRL 117, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$548KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-1676301613
- Reported beneficial owners
- 65
- Minimum commitment
- $1K
- Form D file number
- 021-412484
Form ADV 1589564 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DRP 146, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$540KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-5399611462
- Reported beneficial owners
- 98
- Minimum commitment
- $2.5K
- Form D file number
- 021-423111
Form ADV 1589564 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MUZ 102, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$538KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-1199142831
- Reported beneficial owners
- 96
- Minimum commitment
- $2.5K
- Form D file number
- 021-410483
Form ADV 1589564 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
20VC SPV2, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$536KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-9924933780
- Reported beneficial owners
- 5
- Minimum commitment
- $1K
- Form D file number
- 021-403743
Form ADV 1589564 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALT 172, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$535KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-8809780302
- Reported beneficial owners
- 94
- Minimum commitment
- $2.5K
- Form D file number
- 021-423109
Form ADV 1589564 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Dec 2, 2021 · previous imported filing
- Regulatory AUM$334,497,271 → $1,194,773,210
- Client accounts58 → 198
Filing source
Form ADV 1589564 · Mar 31, 2022 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.19B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
1140 3RD STREET NE, 2ND FLOORWASHINGTON, DC, 20002, United States
CRD 288220
Filing source
Form ADV 1589564 · Mar 31, 2022 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.