Investment adviser · CRD 288220
SAX CAPITAL LLC
WASHINGTON, DC, United States · Form ADV filed Dec 2, 2021
- Regulatory AUM
- $334M Form ADV · Item 5.F
- Client accounts
- 58 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 58 | $334,497,271 | 100.0% |
Filing source
Form ADV 1581947 · Dec 2, 2021 · Item 5.D
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ASSURE FUND MANAGEMENT, LLC
Fund administrator · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
- INTERNET ECONOMY HOLDINGS LLC
- SF8-OPP31-2, A SERIES OF SAX MASTER FUND A LLC
- INTERNET ECONOMY HOLDINGS III, LLC
- OBSIDIAN SPICE LLC
- SF8-OPP31, A SERIES OF SAX MASTER FUND A LLC
- SILVERSHORE AL I LLC
- FLEX VENTURES SAX M1-001, A SERIES OF SAX CAPITAL SERIES FUND, LP
- SF8-OPP31-3, A SERIES OF SAX MASTER FUND A LLC
- SAX PLTR 008, A SERIES OF SAX CAPITAL SERIES FUND II, LP
- SAX SFR 032, A SERIES OF SAX CAPITAL SERIES FUND IV, LP
- INTERNET ECONOMY HOLDINGS II, LLC
- SAX SERIES WEI23M-003, A SERIES OF SAX CAPITAL SERIES FUND II, LP
- FEMALE FOUNDERS FUND SAX-030, A SERIES OF SAX CAPITAL SERIES FUND, LP
- SAX MLTC 013, A SERIES OF SAX CAPITAL SERIES FUND, LP
- SAX CIRC 009, A SERIES OF SAX CAPITAL SERIES FUND II, LP
- A-SLM-43-FUND, A SERIES OF AX-SAXTAL-FUNDS, LLC
- SAX WSH 011, A SERIES OF SAX CAPITAL SERIES FUND II, LP
- SAX CODA 017, A SERIES OF SAX CAPITAL SERIES FUND, LP
- SAX GMG 014, A SERIES OF SAX CAPITAL SERIES FUND, LP
- SAX SECONDARIES FUND 7, A SERIES OF SAX MASTER FUND A LLC
- SAX LIME 015, A SERIES OF SAX CAPITAL SERIES FUND, LP
- SAX PCF, A SERIES OF SAX MASTER FUND A LLC
- SAX SECONDARIES FUND II, A SERIES OF SAX MASTER FUND A LLC
Private funds & service providers
58 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
INTERNET ECONOMY HOLDINGS LLCPrivate Equity Fund$102MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-2215091819
- Reported beneficial owners
- 5
- Minimum commitment
- $100K
- Form D file number
- 021-293023
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SF8-OPP31-2, A SERIES OF SAX MASTER FUND A LLCPrivate Equity Fund$46.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-5884750834
- Reported beneficial owners
- 35
- Minimum commitment
- $1K
- Form D file number
- 021-293026
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
INTERNET ECONOMY HOLDINGS III, LLCPrivate Equity Fund$31.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
CARTA SECURITIES, LLC
SEC 8-69701
Fund details & source
- Fund ID
- 805-9641701383
- Reported beneficial owners
- 2
- Minimum commitment
- $50K
- Form D file number
- 021-330619
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
COGNATE INVESTMENTS, LP - SERIES SAM1Private Equity Fund$20MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
CARTA SECURITIES, LLC
SEC 8-69701
Fund details & source
- Fund ID
- 805-6889237042
- Reported beneficial owners
- 3
- Minimum commitment
- $50K
- Form D file number
- 021-379489
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OBSIDIAN SPICE LLCPrivate Equity Fund$18.4MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-4227399281
- Reported beneficial owners
- 5
- Minimum commitment
- $1K
- Form D file number
- 021-267055
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MIERTALK II-01, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$17MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
CARTA SECURITIES, LLC
SEC 8-69701
Fund details & source
- Fund ID
- 805-9149668368
- Reported beneficial owners
- 4
- Minimum commitment
- $10K
- Form D file number
- 021-388909
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SF8-OPP31, A SERIES OF SAX MASTER FUND A LLCPrivate Equity Fund$12.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-5194305597
- Reported beneficial owners
- 21
- Minimum commitment
- $1K
- Form D file number
- 021-293024
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1581947 · Dec 2, 2021 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $334M
- Non-discretionary
- $0
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
1140 3RD STREET NE, 2ND FLOORWASHINGTON, DC, 20002, United States
CRD 288220
Filing source
Form ADV 1581947 · Dec 2, 2021 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.