Investment adviser · CRD 288220
SAX CAPITAL LLC
WASHINGTON, DC, United States · Form ADV filed Dec 2, 2021
- Regulatory AUM
- $334M Form ADV · Item 5.F
- Client accounts
- 58 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 58 | $334,497,271 | 100.0% |
Filing source
Form ADV 1581947 · Dec 2, 2021 · Item 5.D
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
58 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
SAX WSH 011, A SERIES OF SAX CAPITAL SERIES FUND II, LPPrivate Equity Fund$313KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-1781731276
- Reported beneficial owners
- 48
- Minimum commitment
- $2.5K
- Form D file number
- 021-323811
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SAX CODA 017, A SERIES OF SAX CAPITAL SERIES FUND, LPPrivate Equity Fund$300KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-5002198247
- Reported beneficial owners
- 16
- Minimum commitment
- $10K
- Form D file number
- 021-326131
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
KEARNY JACKSON AK-01, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$300KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
CARTA SECURITIES, LLC
SEC 8-69701
Fund details & source
- Fund ID
- 805-6191030922
- Reported beneficial owners
- 2
- Minimum commitment
- $1K
- Form D file number
- 021-349440
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
KEARNY JACKSON FR-01, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$266KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
CARTA SECURITIES, LLC
SEC 8-69701
Fund details & source
- Fund ID
- 805-8553481778
- Reported beneficial owners
- 12
- Minimum commitment
- $10K
- Form D file number
- 021-357825
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SAX TORO 034, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$254KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-6668111892
- Reported beneficial owners
- 17
- Minimum commitment
- $5K
- Form D file number
- 021-338059
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DURO BR-05, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$250KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
CARTA SECURITIES, LLC
SEC 8-69701
Fund details & source
- Fund ID
- 805-5718788802
- Reported beneficial owners
- 51
- Minimum commitment
- $1K
- Form D file number
- 021-377897
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TVM-045, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$227KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
CARTA SECURITIES, LLC
SEC 8-69701
Fund details & source
- Fund ID
- 805-7665191726
- Reported beneficial owners
- 42
- Minimum commitment
- $2.5K
- Form D file number
- 021-372080
Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1581947 · Dec 2, 2021 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $334M
- Non-discretionary
- $0
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
1140 3RD STREET NE, 2ND FLOORWASHINGTON, DC, 20002, United States
CRD 288220
Filing source
Form ADV 1581947 · Dec 2, 2021 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.