Investment adviser · CRD 288220

SAX CAPITAL LLC

WASHINGTON, DC, United States · Form ADV filed Dec 2, 2021

Regulatory AUM
$334M
Form ADV · Item 5.F
Client accounts
58
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
9
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles58$334,497,271100.0%
Filing source

Form ADV 1581947 · Dec 2, 2021 · Item 5.D

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

58 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

BST 052, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$1.98MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BELLTOWER FUND MANAGEMENT, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

CARTA SECURITIES, LLC
SEC 8-69701

Fund details & source
Fund ID
805-3333143070
Reported beneficial owners
2
Minimum commitment
$5K
Form D file number
021-375925

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

INTERNET ECONOMY HOLDINGS II, LLCPrivate Equity Fund$1.93MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ASSURE FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Custodian ATLANTIC CAPITAL BANK ATLANTA, Georgia, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source
Fund ID
805-2834458233
Reported beneficial owners
2
Minimum commitment
$100K
Form D file number
021-294672

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GTP-SAX PLTR 028, A SERIES OF SAX CAPITAL SERIES FUND V, LPPrivate Equity Fund$1.87MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BELLTOWER FUND MANAGEMENT, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source
Fund ID
805-6131983179
Reported beneficial owners
89
Minimum commitment
$2.5K
Form D file number
021-357830

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

KEARNY JACKSON CL-02, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$1.56MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BELLTOWER FUND MANAGEMENT, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

CARTA SECURITIES, LLC
SEC 8-69701

Fund details & source
Fund ID
805-7362477512
Reported beneficial owners
32
Minimum commitment
$5K
Form D file number
021-368090

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GTP-SAX PLTR 029, A SERIES OF SAX CAPITAL SERIES FUND V, LPPrivate Equity Fund$1.41MGross asset value
Search Form D filings →
Fund administrator BELLTOWER FUND MANAGEMENT, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source
Fund ID
805-9277807297
Reported beneficial owners
44
Minimum commitment
$2.5K
Form D file number
021-3588713

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SAX SERIES WEI23M-003, A SERIES OF SAX CAPITAL SERIES FUND II, LPPrivate Equity Fund$1.21MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ASSURE FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

CARTA SECURITIES, LLC
SEC 8-69701

Fund details & source
Fund ID
805-1429437547
Reported beneficial owners
71
Minimum commitment
$5K
Form D file number
021-313540

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

IC-44, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$1.15MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BELLTOWER FUND MANAGEMENT, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source
Fund ID
805-9807642551
Reported beneficial owners
2
Minimum commitment
$10K
Form D file number
021-368416

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1581947 · Dec 2, 2021 · Items 1 & 5

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$334M
Non-discretionary
$0
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Pooled investment vehicle management

    Compensation

    Percentage of assets · Performance-based

    Principal office

    1140 3RD STREET NE, 2ND FLOOR
    WASHINGTON, DC, 20002, United States

    CRD 288220

    Filing source

    Form ADV 1581947 · Dec 2, 2021 · Items 1 & 5

    Reported by SAX CAPITAL LLC (CRD 288220).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.