Investment adviser · CRD 288220

SAX CAPITAL LLC

WASHINGTON, DC, United States · Form ADV filed Dec 2, 2021

Regulatory AUM
$334M
Form ADV · Item 5.F
Client accounts
58
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
9
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles58$334,497,271100.0%
Filing source

Form ADV 1581947 · Dec 2, 2021 · Item 5.D

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

58 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

SF8-OPP31-3, A SERIES OF SAX MASTER FUND A LLCPrivate Equity Fund$7.81MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ASSURE FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source
Fund ID
805-7253561383
Reported beneficial owners
15
Minimum commitment
$25K
Form D file number
021-293028

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SAX PLTR 008, A SERIES OF SAX CAPITAL SERIES FUND II, LPPrivate Equity Fund$4.04MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ASSURE FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source
Fund ID
805-8559259349
Reported beneficial owners
10
Minimum commitment
$1K
Form D file number
021-326212

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DSCD 047, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$3.36MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BELLTOWER FUND MANAGEMENT, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

CARTA SECURITIES, LLC
SEC 8-69701

Fund details & source
Fund ID
805-5391451973
Reported beneficial owners
2
Minimum commitment
$5K
Form D file number
021-376775

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

10X CAPITAL SPAC FUND I, A SERIES OF SAX CAPITAL MM FUND L.P.Private Equity Fund$2.98MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BELLTOWER FUND MANAGEMENT, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source
Fund ID
805-5671299075
Reported beneficial owners
93
Minimum commitment
$25K
Form D file number
021-383899

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

CROSSPATH, A SERIES OF SAX CAPITAL MM FUND L.P.Private Equity Fund$2.59MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BELLTOWER FUND MANAGEMENT, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source
Fund ID
805-1201808280
Reported beneficial owners
39
Minimum commitment
$50K
Form D file number
021-381093

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

KEARNY JACKSON CL-01, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$2.15MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BELLTOWER FUND MANAGEMENT, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

CARTA SECURITIES, LLC
SEC 8-69701

Fund details & source
Fund ID
805-5007912665
Reported beneficial owners
81
Minimum commitment
$5K
Form D file number
021-364773

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SAX SFR 032, A SERIES OF SAX CAPITAL SERIES FUND IV, LPPrivate Equity Fund$2.04MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ASSURE FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source
Fund ID
805-7329900560
Reported beneficial owners
42
Minimum commitment
$10K
Form D file number
021-327264

Form ADV 1581947 · Dec 2, 2021 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1581947 · Dec 2, 2021 · Items 1 & 5

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$334M
Non-discretionary
$0
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Pooled investment vehicle management

    Compensation

    Percentage of assets · Performance-based

    Principal office

    1140 3RD STREET NE, 2ND FLOOR
    WASHINGTON, DC, 20002, United States

    CRD 288220

    Filing source

    Form ADV 1581947 · Dec 2, 2021 · Items 1 & 5

    Reported by SAX CAPITAL LLC (CRD 288220).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.