Investment adviser · CRD 169989

CCP TRANSITION, LLC

Investment adviser filing (IA)

CHARLOTTE, NC, United States · Form ADV filed Apr 21, 2017

Regulatory AUM
$505M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
7
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

COVENANT CREDIT PARTNERS CLO II, LTD.Securitized Asset Fund · Last reported Apr 21, 2017$505MGross asset value
Custodian U.S. BANK NATIONAL ASSOCIATION CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-4215171443
Reported beneficial owners
26
Minimum commitment
$250K

Form ADV 1109362 · Apr 21, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COVENANT CREDIT PARTNERS CLO I, LTD.Securitized Asset Fund · Last reported Dec 6, 2016$507MGross asset value
Custodian U.S. BANK NATIONAL ASSOCIATION CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes
Fund details & source
Fund ID
805-1588192684
Reported beneficial owners
25
Minimum commitment
$250K

Form ADV 1049622 · Dec 6, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 21, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

121 W. TRADE ST., SUITE 1800
CHARLOTTE, NC, 28202, United States

CRD 169989

Filing source

Form ADV 1109362 · Apr 21, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.