Investment adviser · CRD 140175
COSEY FINANCIAL SERVICES, INC.
Investment adviser filing (IA)
KNOXVILLE, TN, United States · Form ADV filed Feb 25, 2026
- Regulatory AUM
- $124M Form ADV · Item 5.F
- Client accounts
- 908 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 42 | $62,345,436 | 50.4% |
| Individuals | 343 | $46,936,105 | 38.0% |
| Retirement plans | 14 | $12,649,169 | 10.2% |
| Banks & thrifts | Fewer than 5 | $1,178,677 | 1.0% |
| Corporations & businesses | 5 | $298,350 | 0.2% |
| Charities | Fewer than 5 | $270,206 | 0.2% |
Filing source
Form ADV 2060066 · Feb 25, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 25, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly · Fixed
Principal office
118 HUXLEY RD, SUITE 5KNOXVILLE, TN, 37922, United States
CRD 140175
Filing source
Form ADV 2060066 · Feb 25, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.