Investment adviser · CRD 167326

CORTTEX CAPITAL

Investment adviser filing (IA)

CORTTEX CAPITAL GESTAO DE RECURSOS LTDA.

SAO PAULO, Brazil · Form ADV filed Mar 31, 2015

Regulatory AUM
$91.6M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OC 527 OFFSHORE FUND, LTD.Hedge Fund · Last reported Mar 31, 2015$74MGross asset value
Fund administrator BTG PACTUAL SERVICOS FINANCEIROS S.A. DTVM RIO DE JANEIRO, Brazil Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GEORGE TOWN, Cayman Islands
Custodian BANCO BTG PACTUAL S.A. RIO DE JANEIRO, Brazil Related to adviser: No
Custodian BANCO BTG PACTUAL S.A. - CAYMAN BRANCH GEORGETOWN, Cayman Islands Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-9769337311
Reported beneficial owners
20
Minimum commitment
$100K

Form ADV 906478 · Mar 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CORTTEX CAPITAL MASTER FUND, SPC - SEGREGATED PORTFOLIO ALPHAHedge Fund · Last reported Mar 31, 2015$14.8MGross asset value

Feeder funds

  • CORTTEX CAPITAL FEEDER FUND, SPC - SEGREGATED PORTFOLIO ALPHA
  • CORTTEX CAPITAL US FEEDER FUND LP
Fund administrator BTG PACTUAL SERVIÇOS FINANCEIROS S.A. DTVM RIO DE JANEIRO, Brazil Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator UBS FUND SERVICES (CAYMAN) LTD. GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GEORGE TOWN, Cayman Islands
Custodian BANCO BTG PACTUAL S.A. RIO DE JANEIRO, Brazil Related to adviser: No
Custodian BANCO BTG PACTUAL S.A. - CAYMAN BRANCH GEORGE TOWN, Cayman Islands Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Related to adviser: No
Marketer CORTTEX CAPITAL MANAGEMENT LTD. CAMANA BAY, Cayman Islands Related to adviser: Yes
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-4501802023
Reported beneficial owners
15
Minimum commitment
$1M

Form ADV 906478 · Mar 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2015. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

RUA GOMES DE CARVALHO 1507, BLOCO B, CJ. 11
SAO PAULO, 04547-005, Brazil

CRD 167326

Filing source

Form ADV 906478 · Mar 31, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.