Investment adviser · CRD 166692

CORTEX CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

FORT WORTH, TX, United States · Form ADV filed Mar 16, 2015

Regulatory AUM
$233M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CORTEX GLOBAL MASTER FUND, L.P.Hedge Fund · Last reported Mar 16, 2015$233MGross asset value

Feeder funds

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator STONE COAST FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP DALLAS, Texas, United States
Auditor ERNST & YOUNG LTD CAMANA BAY, Cayman Islands
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-3271591324
Reported beneficial owners
25
Minimum commitment
$1M
Form D file number
021-195203
Form D file number
021-195204

Form ADV 889871 · Mar 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CORTEX GLOBAL FUND, LPHedge Fund · Last reported Jan 30, 2013$1MGross asset value

Form D fundraising filings

Cortex Global Fund, LP

Auditor ERNST & YOUNG LLP DALLAS, Texas, United States
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-2538505770
Reported beneficial owners
0
Minimum commitment
$1M

Form ADV 693140 · Jan 30, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 16, 2015. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

301 COMMERCE STREET, SUITE 1900
FORT WORTH, TX, 76102, United States

CRD 166692

Filing source

Form ADV 889871 · Mar 16, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.