Investment adviser · CRD 108404

CORNERSTONE WEALTH MANAGEMENT

Investment adviser filing (IA)

CORNERSTONE WEALTH MANAGEMENT LLC

SAN DIEGO, CA, United States · Form ADV filed Jun 29, 2020

Regulatory AUM
$183M
Form ADV · Item 5.F
Client accounts
322
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals46$135,103,64774.0%
Pooled investment vehicles1$36,792,27720.1%
Individuals29$8,621,8884.7%
CharitiesFewer than 5$2,091,9351.1%
Filing source

Form ADV 1440368 · Jun 29, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CORNERSTONE DIVERSIFIED PORTFOLIO, LPHedge Fund · Last reported Jun 29, 2020$34.6MGross asset value
Fund administrator ALPHA ALTERNATIVES, LLC RANCHO SANTA FE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States
Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO.
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source
Fund ID
805-5889751385
Reported beneficial owners
60
Minimum commitment
$500K
Form D file number
021-161373

Form ADV 1440368 · Jun 29, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 29, 2020. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

16935 WEST BERNARDO DRIVE, SUITE 260
SAN DIEGO, CA, 92127, United States

CRD 108404

Filing source

Form ADV 1440368 · Jun 29, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.