Investment adviser · CRD 174969
CONVOY INVESTMENTS, LLC
Investment adviser filing (IA)
· Form ADV filed Feb 10, 2026
- Regulatory AUM
- $262M Form ADV · Item 5.F
- Client accounts
- 32 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 22 | $201,747,581 | 77.1% |
| Corporations & businesses | 6 | $35,495,764 | 13.6% |
| Pooled investment vehicles | 4 | $24,378,886 | 9.3% |
Filing source
Form ADV 2052760 · Feb 10, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
CONVOY FUNDS, LPHedge Fund · Last reported Feb 10, 2026$16.1MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
INTERACTIVE BROKERS LLC
SEC 8-47257
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
Fund details & source
- Fund ID
- 805-5341861668
- Reported beneficial owners
- 12
- Minimum commitment
- $0
- Form D file number
- 021-214804
Form ADV 2052760 · Feb 10, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CONVOY AI FUND, LPHedge Fund · Last reported Feb 10, 2026$2.31MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
INTERACTIVE BROKERS LLC
SEC 8-47257
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
Fund details & source
- Fund ID
- 805-9069456411
- Reported beneficial owners
- 7
- Minimum commitment
- $0
- Form D file number
- 021-535859
Form ADV 2052760 · Feb 10, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CONVOY PLUS FUND, LPHedge Fund · Last reported Mar 24, 2025$1.26MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
INTERACTIVE BROKERS LLC
SEC 8-47257
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
Fund details & source
- Fund ID
- 805-3100012122
- Reported beneficial owners
- 3
- Minimum commitment
- $0
- Form D file number
- 021-417663
Form ADV 1965247 · Mar 24, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Feb 10, 2026. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
CRD 174969
Filing source
Form ADV 2052760 · Feb 10, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.