Investment adviser · CRD 304146
CONVERGENCE FINANCIAL
Investment adviser filing (IA)
CONVERGENCE FINANCIAL, LLC
COLUMBIA, MO, United States · Form ADV filed Sep 30, 2026
- Regulatory AUM
- $904M Form ADV · Item 5.F
- Client accounts
- 4,725 Accounts, not individual clients
- Employees
- 18 Reported in this filing
- Advisory professionals
- 13 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 647 | $582,680,104 | 64.5% |
| Individuals | 2,018 | $294,602,246 | 32.6% |
| Corporations & businesses | 22 | $17,645,297 | 2.0% |
| Charities | 18 | $6,313,323 | 0.7% |
| Retirement plans | 9 | $2,714,381 | 0.3% |
Filing source
Form ADV 2135745 · Sep 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 30, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly · Fixed
Principal office
3919 S. PROVIDENCE ROADCOLUMBIA, MO, 65203, United States
CRD 304146
Filing source
Form ADV 2135745 · Sep 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.