Investment adviser · CRD 166956

CONVECTOR CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 29, 2016

Regulatory AUM
$155M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CONVECTOR MASTER FUND, LPHedge Fund · Last reported Mar 29, 2016$59.6MGross asset value

Feeder funds

Fund administrator CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer OCP CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No
Marketer UOB GLOBAL EQUITY SALES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

JEFFERIES LLC
SEC 8-15074

OCP CAPITAL, LLC
CRD 143381 · SEC 8-67556

UOB GLOBAL EQUITY SALES LLC
CRD 126500 · SEC 8-65886

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-2331225572
Reported beneficial owners
11
Minimum commitment
$1M
Form D file number
021-215326

Form ADV 1002160 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2016. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

645 MADISON AVENUE, 5TH FLOOR
NEW YORK, NY, 10022, United States

CRD 166956

Filing source

Form ADV 1002160 · Mar 29, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.