Investment adviser · CRD 107423
CONNING, INC.
Investment adviser filing (IA)
HARTFORD, CT, United States · Form ADV filed Mar 30, 2026
- Regulatory AUM
- $107B Form ADV · Item 5.F
- Client accounts
- 819 Accounts, not individual clients
- Employees
- 270 Reported in this filing
- Advisory professionals
- 240 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 121 | $94,277,179,358 | 88.2% |
| Government entities | 17 | $9,851,243,023 | 9.2% |
| Pooled investment vehicles | 8 | $1,870,205,308 | 1.7% |
| Corporations & businesses | 9 | $538,664,355 | 0.5% |
| Retirement plans | 6 | $147,834,927 | 0.1% |
| Other clients | Fewer than 5 | $111,575,528 | 0.1% |
| Charities | Fewer than 5 | $100,381,598 | 0.1% |
Filing source
Form ADV 2064967 · Mar 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 30, 2026. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets · Hourly · Subscription · Fixed · Performance-based
Principal office
ONE FINANCIAL PLAZA, 755 MAIN STREETHARTFORD, CT, 06103, United States
CRD 107423
Filing source
Form ADV 2064967 · Mar 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.