Investment adviser · CRD 149446

CONGRESS WEALTH MANAGEMENT LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Sep 11, 2020

Regulatory AUM: $2.33B
Client accounts: 2,484
Employees: 27
Advisory professionals: 13

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	570	$2,091,652,110	89.7%
Pooled investment vehicles	1	$86,666,348	3.7%
Individuals	122	$64,762,173	2.8%
Charities	10	$45,676,136	2.0%
Retirement plans	Fewer than 5	$35,985,662	1.5%
Corporations & businesses	Fewer than 5	$7,249,172	0.3%
Banks & thrifts	Fewer than 5	$221,206	0.0%

Filing source

Form ADV 1455572 · Sep 11, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CONGRESS WEALTH MANAGEMENT ENHANCED YIELD LPOther Private Fund · Last reported Sep 11, 2020$86.7MGross asset value

Fund administrator FINANCIAL SOLUTIONS ACCOUNTING & ADMINISTRATIVE SERVICES, INC. SAGAMORE BEACH, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SANDLER & COMPANY, P.C. NEEDHAM, Massachusetts, United States

Custodian BOSTON PRIVATE BOSTON, Massachusetts, United States Related to adviser: No

Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SANDLER & COMPANY, P.C.
PCAOB 3709

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source

Fund ID: 805-6103392284
Reported beneficial owners: 75
Minimum commitment: $100K
Form D file number: 021-351900

Form ADV 1455572 · Sep 11, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 11, 2020. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

155 SEAPORT BLVD, 3RD FLOOR
BOSTON, MA, 02210, United States

CRD 149446

Filing source

Form ADV 1455572 · Sep 11, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.