Investment adviser · CRD 146019
CONFLUENCE INVESTMENT MANAGEMENT LLC
Investment adviser filing (IA)
SAINT LOUIS, MO, United States · Form ADV filed Mar 25, 2026
- Regulatory AUM
- $6.72B Form ADV · Item 5.F
- Client accounts
- 14,862 Accounts, not individual clients
- Employees
- 55 Reported in this filing
- Advisory professionals
- 25 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 13,470 | $4,350,529,156 | 64.7% |
| High-net-worth individuals | 1,016 | $1,812,386,975 | 27.0% |
| Corporations & businesses | 220 | $321,067,679 | 4.8% |
| Charities | 102 | $114,075,230 | 1.7% |
| Retirement plans | 52 | $71,357,048 | 1.1% |
| Investment companies | 2 | $49,763,814 | 0.7% |
Filing source
Form ADV 2064859 · Mar 25, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 25, 2026. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
20 ALLEN AVENUE, STE 300SAINT LOUIS, MO, 63119, United States
CRD 146019
Filing source
Form ADV 2064859 · Mar 25, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.