Investment adviser · CRD 15708

CONCOURSE FINANCIAL GROUP ADVISORS

Investment adviser filing (IA)

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BIRMINGHAM, AL, United States · Form ADV filed Oct 28, 2024

Regulatory AUM
$4.37B
Form ADV · Item 5.F
Client accounts
20,957
Accounts, not individual clients
Employees
885
Reported in this filing
Advisory professionals
566
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Individuals11,586$3,167,200,23672.4%
High-net-worth individuals1,160$1,170,699,99126.8%
Corporations & businesses40$14,999,4440.3%
Charities5$10,801,3480.2%
Retirement plans19$6,953,0950.2%
Investment companies5$2,361,4280.1%
Filing source

Form ADV 1909826 · Oct 28, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Oct 28, 2024. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Commissions

Principal office

2801 HIGHWAY 280 SOUTH
BIRMINGHAM, AL, 35223, United States

CRD 15708

Filing source

Form ADV 1909826 · Oct 28, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.