Investment adviser · CRD 105237
CONCORDE INVESTMENT MANAGEMENT
Investment adviser filing (IA)
CONCORDE FINANCIAL CORPORATION
DALLAS, TX, United States · Form ADV filed Apr 13, 2026
- Regulatory AUM
- $376M Form ADV · Item 5.F
- Client accounts
- 378 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 75 | $288,961,234 | 76.8% |
| Pooled investment vehicles | 6 | $66,214,902 | 17.6% |
| Individuals | 50 | $20,372,396 | 5.4% |
| Investment companies | 1 | $664,990 | 0.2% |
Filing source
Form ADV 2094218 · Apr 13, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
No detailed fund records are available here. Funds may be referenced under another reporting adviser in Schedule D 7.B.(2); this does not establish that the adviser has no funds.
Services & filing details
Most recent filing: Apr 13, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Investment company portfolio management · Business portfolio management
Compensation
Percentage of assets · Hourly
Principal office
8383 PRESTON CENTER PLAZA DRIVE, SUITE 360DALLAS, TX, 75225, United States
CRD 105237
Filing source
Form ADV 2094218 · Apr 13, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.