Investment adviser · CRD 117836
CONCORDE FINANCIAL RESOURCES
Investment adviser filing (IA)
CONCORDE FINANCIAL RESOURCES I INC.
YORK, SC, United States · Form ADV filed Jul 30, 2026
- Regulatory AUM
- $231M Form ADV · Item 5.F
- Client accounts
- 532 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 74 | $170,463,523 | 73.8% |
| Individuals | 157 | $56,127,632 | 24.3% |
| Other clients | Fewer than 5 | $4,095,074 | 1.8% |
| Corporations & businesses | Fewer than 5 | $270,428 | 0.1% |
Filing source
Form ADV 2122819 · Jul 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 30, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Publication of newsletters
Compensation
Percentage of assets
Principal office
12B N. CONGRESS STREETYORK, SC, 29745, United States
CRD 117836
Filing source
Form ADV 2122819 · Jul 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.