Investment adviser · CRD 141253

CONCERT WEALTH MANAGEMENT

Investment adviser filing (IA)

CONCERT WEALTH MANAGEMENT, INC.

SAN JOSE, CA, United States · Form ADV filed Feb 12, 2018

Regulatory AUM
$201M
Form ADV · Item 5.F
Client accounts
350
Accounts, not individual clients
Employees
18
Reported in this filing
Advisory professionals
17
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Individuals245$80,947,62540.3%
High-net-worth individuals60$71,163,56635.4%
Retirement plans6$48,268,65224.0%
Charities2$606,4150.3%
Filing source

Form ADV 1175244 · Feb 12, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CONCERT STRUCTURED CD AND NOTE FUND, LPOther Private Fund · Last reported Apr 21, 2017$0Gross asset value
Custodian PERSHING JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6573088421
Reported beneficial owners
0
Minimum commitment
$100K

Form ADV 1107929 · Apr 21, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 12, 2018. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly

Principal office

1900 THE ALAMEDA, 1ST FLOOR
SAN JOSE, CA, 95126, United States

CRD 141253

Filing source

Form ADV 1175244 · Feb 12, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.