Investment adviser · CRD 167513
CONCEPTUAL FINANCIAL ADVISORS, LLC
Investment adviser filing (IA)
APPLETON, WI, United States · Form ADV filed Jan 15, 2026
- Regulatory AUM
- $190M Form ADV · Item 5.F
- Client accounts
- 778 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 72 | $106,089,853 | 55.9% |
| Individuals | 347 | $58,708,411 | 30.9% |
| Corporations & businesses | Fewer than 5 | $12,599,044 | 6.6% |
| Retirement plans | 7 | $12,512,464 | 6.6% |
Filing source
Form ADV 2041112 · Jan 15, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 15, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
2561 E. CALUMET ST.APPLETON, WI, 54915, United States
CRD 167513
Filing source
Form ADV 2041112 · Jan 15, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.