Investment adviser · CRD 153397
COWEN PRIME ADVISORS
Investment adviser filing (IA)
COWEN PRIME SERVICES LLC
NEW YORK, NY, United States · Form ADV filed Mar 26, 2021
- Regulatory AUM
- $359M Form ADV · Item 5.F
- Client accounts
- 200 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 62 | $358,991,575 | 100.0% |
| Individuals | Fewer than 5 | Not reported | Not reported |
| Retirement plans | Fewer than 5 | Not reported | Not reported |
| Charities | Fewer than 5 | Not reported | Not reported |
| Corporations & businesses | Fewer than 5 | Not reported | Not reported |
Filing source
Form ADV 1507876 · Mar 26, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 26, 2021. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets · Commissions
Principal office
599 LEXINGTON AVENUE, 20TH FLOORNEW YORK, NY, 10022, United States
CRD 153397
Filing source
Form ADV 1507876 · Mar 26, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.