Investment adviser · CRD 171787

COMPOUND PLANNING, INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 6, 2026

Regulatory AUM
$4.85B
Form ADV · Item 5.F
Client accounts
8,708
Accounts, not individual clients
Employees
119
Reported in this filing
Advisory professionals
76
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Other clients1,543$1,586,070,83232.7%
High-net-worth individuals612$1,526,930,03731.5%
Individuals10,868$1,482,191,97030.6%
Retirement plans354$128,890,6392.7%
Corporations & businesses147$110,709,0512.3%
Charities129$13,841,6150.3%
Filing source

Form ADV 2112652 · Jul 6, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jul 6, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed

Principal office

115 BROADWAY, 5TH FLOOR
NEW YORK, NY, 10006, United States

CRD 171787

Filing source

Form ADV 2112652 · Jul 6, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.