COMPOUND ADVISORS, LLC: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	15	$732,278,497	100.0%

Filing source

Form ADV 2107017 · Jun 4, 2026 · Item 5.D

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

COMPOUND, LLCVenture Capital Fund$2.25MGross asset value

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Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source

Fund ID: 805-7706662032
Reported beneficial owners: 79
Minimum commitment: $250K
Form D file number: 021-122138

Form ADV 2107017 · Jun 4, 2026 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 23, 2026 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 2107017 · Jun 4, 2026 · Items 1 & 5

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $732M
Non-discretionary: $0

Filing history · 5 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

414 BROADWAY, 7TH FLOOR
NEW YORK, NY, 10013, United States

CRD 165300

Filing source

Form ADV 2107017 · Jun 4, 2026 · Items 1 & 5

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.