Investment adviser · CRD 165300

COMPOUND ADVISOR, LLC

NEW YORK, NY, United States · Form ADV filed Mar 30, 2023

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

GRASSHOPPER BANK, NA

Custodian · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

9 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

COMPOUND III, LPVenture Capital Fund$204MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor RSM US LLP BLUE BELL, Pennsylvania, United States Other funds reporting this name →
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-6814005354
Reported beneficial owners
68
Minimum commitment
$1M
Form D file number
021-180698

Form ADV 1729156 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND II, L.P.Venture Capital Fund$131MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor RSM US LLP BLUE BELL, Pennsylvania, United States Other funds reporting this name →
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-1675849892
Reported beneficial owners
133
Minimum commitment
$1M
Form D file number
021-180698

Form ADV 1729156 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND 2021, LPVenture Capital Fund$58.1MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor RSM US LLP BLUE BELL, Pennsylvania, United States Other funds reporting this name →
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-2826430274
Reported beneficial owners
66
Minimum commitment
$1M
Form D file number
021-385893

Form ADV 1729156 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND, LLCVenture Capital Fund$48.2MGross asset value
Search Form D filings →
Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-7706662032
Reported beneficial owners
79
Minimum commitment
$250K
Form D file number
021-122138

Form ADV 1729156 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

METAMORPHIC VENTURES FD, LLCVenture Capital Fund$16.1MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-9636053631
Reported beneficial owners
28
Minimum commitment
$0
Form D file number
021-250787

Form ADV 1729156 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND WV 1, A SERIES OF COMPOUND FUNDS, LLCVenture Capital Fund$10MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SYDECAR, LLC CLAYMONT, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian GRASSHOPPER BANK, NA NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6787526270
Reported beneficial owners
17
Minimum commitment
$0
Form D file number
021-429967

Form ADV 1729156 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND II-A, LPVenture Capital Fund$4.16MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor RSM US, LLP BLUE BELL, Pennsylvania, United States Other funds reporting this name →
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US, LLP
PCAOB 49

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-6460204961
Reported beneficial owners
6
Minimum commitment
$25K
Form D file number
021-180698

Form ADV 1729156 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

Filing history · 2 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

414 BROADWAY, 7TH FLOOR
NEW YORK, NY, 10013, United States

CRD 165300

Filing source

Form ADV 1729156 · Mar 30, 2023 · Items 1 & 5

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.