Investment adviser · CRD 106809
COMPASS FINANCIAL ADVISORS LLC
Investment adviser filing (IA)
MEMPHIS, TN, United States · Form ADV filed Sep 25, 2014
- Regulatory AUM
- $148M Form ADV · Item 5.F
- Client accounts
- 64 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Private funds & service providers
4 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
PRUDENT PARTNERS, LPLiquidity Fund · Last reported Sep 25, 2014$168KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-2278131533
- Reported beneficial owners
- 15
- Minimum commitment
- $100K
Form ADV 846275 · Sep 25, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
COMPASS GLOBAL MANAGEMENT, LTD.Private Equity Fund · Last reported Mar 27, 2014$250MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-8688510801
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
Form ADV 807119 · Mar 27, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
TRADITIONAL INVESTMENT FUND, LTD.Liquidity Fund · Last reported Mar 28, 2013$205MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-8120181703
- Reported beneficial owners
- 6
- Minimum commitment
- $100K
Form ADV 715688 · Mar 28, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
THE KERROSEN GLOBAL FUND LTD.Hedge Fund · Last reported Mar 28, 2013$7.3MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-2007224901
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 715688 · Mar 28, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Sep 25, 2014. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
795 RIDGELAKE BLVD, SUITE 106MEMPHIS, TN, 38120, United States
CRD 106809
Filing source
Form ADV 846275 · Sep 25, 2014 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.