Investment adviser · CRD 106401

COMMONWEALTH ADVISORS INC

Investment adviser filing (IA)

BATON ROUGE, LA, United States · Form ADV filed Jan 14, 2014

Regulatory AUM
$55.3M
Form ADV · Item 5.F
Client accounts
11
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

COLLYBUS CDO I LTD.Other Private Fund · Last reported Jan 14, 2014$29.1MGross asset value
Fund administrator WELLS FARGO BANK, N.A. ANNAPOLIS, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian WELLS FARGO BANK, N.A. ANNAPOLIS, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8788277206
Reported beneficial owners
9
Minimum commitment
$0

Form ADV 777177 · Jan 14, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CA RECOVERY MASTER FUND, LLCHedge Fund · Last reported Jan 14, 2014$15.4MGross asset value

Feeder funds

  • CA RECOVERY FUND LLC
  • CA RECOVERY FUND LTD.
Fund administrator STATE STREET GLOBAL FUND ADMINSTRATORS TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER LLP DALLAS, Texas, United States
Custodian STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Related to adviser: No
Prime broker STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET GLOBAL MARKETS, LLC
CRD 30107 · SEC 8-44744

Fund details & source
Fund ID
805-7931696022
Reported beneficial owners
17
Minimum commitment
$1M
Form D file number
021-505

Form ADV 777177 · Jan 14, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CA CORE FIXED INCOME FUND LLCHedge Fund · Last reported Mar 26, 2012$35.9MGross asset value
Fund administrator STATE STREET GLOBAL FUND ADMINISTRATORS TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO SEIDMAN DALLAS, Texas, United States
Custodian STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Related to adviser: No
Prime broker STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET GLOBAL MARKETS, LLC
CRD 30107 · SEC 8-44744

Fund details & source
Fund ID
805-6591682370
Reported beneficial owners
83
Minimum commitment
$250K
Form D file number
021-505

Form ADV 619859 · Mar 26, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CA HIGH YIELD OFFSHORE FUND LTDHedge Fund · Last reported Mar 26, 2012$10.7MGross asset value
Fund administrator STATE STREET GLOBAL FUND ADMINISTRATORS TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO SEIDMAN DALLAS, Texas, United States
Custodian STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Related to adviser: No
Prime broker STATE STREET GLOBAL MARKETS, LLC BOSTON, Maine, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET GLOBAL MARKETS, LLC
CRD 30107 · SEC 8-44744

Fund details & source
Fund ID
805-8182286040
Reported beneficial owners
99
Minimum commitment
$250K
Form D file number
021-505

Form ADV 619859 · Mar 26, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAND SPRING CAPITAL III MASTER LLCHedge Fund · Last reported Mar 26, 2012$6.94MGross asset value

Feeder funds

  • SAND SPRING CAPITAL III, LLC
  • SAND SPRING CAPITAL III, LTD
Fund administrator STATE STREET GLOBAL FUND ADMINSTRATORS TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO SEIDMAN DALLAS, Texas, United States
Custodian STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Related to adviser: No
Prime broker STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET GLOBAL MARKETS, LLC
CRD 30107 · SEC 8-44744

Fund details & source
Fund ID
805-3369818273
Reported beneficial owners
45
Minimum commitment
$1M
Form D file number
021-505

Form ADV 619859 · Mar 26, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CA CORE FIXED INCOME OFFSHORE FUND LTDHedge Fund · Last reported Mar 26, 2012$6.75MGross asset value
Fund administrator STATE STREET GLOBAL FUND ADMINSTRATORS TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO SEIDMAN DALLAS, Texas, United States
Custodian STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Related to adviser: No
Prime broker STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET GLOBAL MARKETS, LLC
CRD 30107 · SEC 8-44744

Fund details & source
Fund ID
805-8447488499
Reported beneficial owners
94
Minimum commitment
$250K
Form D file number
021-505

Form ADV 619859 · Mar 26, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CA HIGH YIELD FUND LLCHedge Fund · Last reported Mar 26, 2012$5.64MGross asset value
Fund administrator STATE STREET GLOBAL FUND ADMINISTRATORS TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO SEIDMAN DALLAS, Texas, United States
Custodian STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Related to adviser: No
Prime broker STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET GLOBAL MARKETS, LLC
CRD 30107 · SEC 8-44744

Fund details & source
Fund ID
805-9077975701
Reported beneficial owners
72
Minimum commitment
$250K
Form D file number
021-505

Form ADV 619859 · Mar 26, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 14, 2014. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

315 THIRD STREET
BATON ROUGE, LA, 70801, United States

CRD 106401

Filing source

Form ADV 777177 · Jan 14, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.