Investment adviser · CRD 156225

COLUMBIA PACIFIC WEALTH MANAGEMENT

Investment adviser filing (IA)

CPWM, LLC

SEATTLE, WA, United States · Form ADV filed Mar 31, 2023

Regulatory AUM: $6.69B
Client accounts: 6,489
Employees: 44
Advisory professionals: 30

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	238	$4,714,411,191	70.4%
Individuals	674	$1,164,372,852	17.4%
Pooled investment vehicles	4	$534,543,457	8.0%
Charities	9	$146,596,711	2.2%
Corporations & businesses	8	$78,928,096	1.2%
Retirement plans	9	$53,367,619	0.8%

Filing source

Form ADV 1747571 · Mar 31, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CP ENDOWMENT FUND, LPOther Private Fund · Last reported Mar 31, 2023$345MGross asset value

Auditor MOSS ADAMS LLP SEATTLE, Washington, United States

Custodian FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MOSS ADAMS LLP
PCAOB 659

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Fund details & source

Fund ID: 805-3518205287
Reported beneficial owners: 86
Minimum commitment: $5M
Form D file number: 021-225338

Form ADV 1747571 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CP MULTI-ASSET FUND, LPOther Private Fund · Last reported Mar 31, 2023$136MGross asset value

Auditor MOSS ADAMS LLP SEATTLE, Washington, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MOSS ADAMS LLP
PCAOB 659

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Fund details & source

Fund ID: 805-1839560198
Reported beneficial owners: 66
Minimum commitment: $1M

Form ADV 1747571 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COLUMBIA PACIFIC ALTERNATIVES FUND I, LPOther Private Fund · Last reported Mar 31, 2023$43.1MGross asset value

Auditor MOSS ADAMS LLP SEATTLE, Washington, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MOSS ADAMS LLP
PCAOB 659

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Fund details & source

Fund ID: 805-7164485159
Reported beneficial owners: 100
Minimum commitment: $250K
Form D file number: 021-295174

Form ADV 1747571 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CP YIELD FUND, LPOther Private Fund · Last reported Mar 31, 2023$14.3MGross asset value

Auditor MOSS ADAMS LLP SEATTLE, Washington, United States

Custodian CHARLES SCHWAB & CO., INC. BOSTON, Massachusetts, United States Related to adviser: No

Custodian FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MOSS ADAMS LLP
PCAOB 659

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Fund details & source

Fund ID: 805-2756574515
Reported beneficial owners: 35
Minimum commitment: $250K
Form D file number: 021-382978

Form ADV 1747571 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2023. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

1910 FAIRVIEW AVE E, SUITE 200
SEATTLE, WA, 98102-3620, United States

CRD 156225

Filing source

Form ADV 1747571 · Mar 31, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.