Investment adviser · CRD 123031
GEM FINANCIAL ADVISORS, INC.
Investment adviser filing (IA)
LAKE FOREST, IL, United States · Form ADV filed Aug 18, 2020
- Regulatory AUM
- $183M Form ADV · Item 5.F
- Client accounts
- 491 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 49 | $124,402,700 | 68.1% |
| Individuals | 180 | $54,004,400 | 29.6% |
| Charities | 2 | $4,244,400 | 2.3% |
Filing source
Form ADV 1451285 · Aug 18, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 18, 2020. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
810 S. WAUKEGAN ROAD, SUITE 200LAKE FOREST, IL, 60045, United States
CRD 123031
Filing source
Form ADV 1451285 · Aug 18, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.