Investment adviser · CRD 7477

COLLIERS SECURITIES LLC

Investment adviser filing (IA)

MINNEAPOLIS, MN, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $330M
Client accounts: 1,055
Employees: 120
Advisory professionals: 18

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	735	$173,078,032	52.5%
High-net-worth individuals	76	$100,703,227	30.5%
Charities	5	$47,009,083	14.3%
Corporations & businesses	Fewer than 5	$8,846,180	2.7%

Filing source

Form ADV 2049428 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DOUGHERTY ABSOLUTE EQUITY FUND LLCHedge Fund · Last reported Jul 16, 2015$3.98MGross asset value

Form D fundraising filings

Dougherty Absolute Equity Fund LLC

Fund administrator WOODFIELD FUND ADMINISTRATION LLC ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY LLP MINNEAPOLIS, Minnesota, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-1332950363
Reported beneficial owners: 17
Minimum commitment: $500K
Form D file number: 021-147627

Form ADV 930584 · Jul 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Selection of other advisers

Compensation

Percentage of assets

Principal office

90 SOUTH SEVENTH STREET, SUITE 4300
MINNEAPOLIS, MN, 55402-4108, United States

CRD 7477

Filing source

Form ADV 2049428 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.