Investment adviser · CRD 112447

COE CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

HIGHLAND PARK, IL, United States · Form ADV filed Mar 30, 2021

Regulatory AUM: $177M
Client accounts: 195
Employees: 4
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	65	$161,400,000	91.4%
Retirement plans	9	$8,400,000	4.8%
Individuals	23	$6,700,000	3.8%

Filing source

Form ADV 1523934 · Mar 30, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

INTRINSIC EDGE CAPTURE, LP.Hedge Fund · Last reported Mar 30, 2016$128MGross asset value

Fund administrator KAUFMAN ROSSIN & CO. MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY CHICAGO, Illinois, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer FIRST ALLIED SECURITIES, INC. SAN DIEGO, California, United States Related to adviser: No

Marketer WORLD EQUITY GROUP, INC. ARLINGTON HEIGHTS, Illinois, United States Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WELLS FARGO SECURITIES, LLC
SEC 8-65876

FIRST ALLIED SECURITIES, INC.
CRD 32444 · SEC 801-47805

WORLD EQUITY GROUP, INC.
CRD 29087 · SEC 801-56328

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-6799946334
Reported beneficial owners: 80
Minimum commitment: $500K
Form D file number: 021-138437

Form ADV 989769 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INTRINSIC EDGE PLUS, L.P.Hedge Fund · Last reported Mar 30, 2016$101MGross asset value

Fund administrator KAUFMAN, ROSSIN & CO. MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY CHICAGO, Illinois, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer CETERA ADVISORS LLC EL SEGUNDO, California, United States Related to adviser: No

Marketer FIRST ALLIED SECURITIES, INC. SAN DIEGO, California, United States Related to adviser: No

Marketer WORLD EQUITY GROUP, INC. ARLINGTON HEIGHTS, Illinois, United States Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WELLS FARGO SECURITIES, LLC
SEC 8-65876

CETERA ADVISORS LLC
CRD 10299 · SEC 801-33020

FIRST ALLIED SECURITIES, INC.
CRD 32444 · SEC 801-47805

WORLD EQUITY GROUP, INC.
CRD 29087 · SEC 801-56328

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-6297799583
Reported beneficial owners: 90
Minimum commitment: $500K
Form D file number: 021-102655

Form ADV 989769 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INTRINSIC EDGE MICRO, LP.Hedge Fund · Last reported Mar 30, 2016$57.9MGross asset value

Form D fundraising filings

Intrinsic Edge Micro, LP

Fund administrator KAUFMAN ROSSIN & CO. MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY CHICAGO, Illinois, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Marketer FIRST ALLIED SECURITIES, INC. SAN DIEGO, California, United States Related to adviser: No

Marketer WORLD EQUITY GROUP, INC. ARLINGTON HEIGHTS, Illinois, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

FIRST ALLIED SECURITIES, INC.
CRD 32444 · SEC 801-47805

WORLD EQUITY GROUP, INC.
CRD 29087 · SEC 801-56328

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-3225492680
Reported beneficial owners: 80
Minimum commitment: $500K
Form D file number: 021-165497

Form ADV 989769 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INTRINSIC EDGE PLUS AI, L.P.Hedge Fund · Last reported Mar 30, 2016$50.5MGross asset value

Fund administrator KAUFMAN, ROSSIN & CO. MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY CHICAGO, Illinois, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer CETERA ADVISORS LLC EL SEGUNDO, California, United States Related to adviser: No

Marketer FIRST ALLIED SECURITIES, INC. SAN DIEGO, California, United States Related to adviser: No

Marketer WORLD EQUITY GROUP, INC. ARLINGTON HEIGHTS, Illinois, United States Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WELLS FARGO SECURITIES, LLC
SEC 8-65876

CETERA ADVISORS LLC
CRD 10299 · SEC 801-33020

FIRST ALLIED SECURITIES, INC.
CRD 32444 · SEC 801-47805

WORLD EQUITY GROUP, INC.
CRD 29087 · SEC 801-56328

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-9052797307
Reported beneficial owners: 70
Minimum commitment: $500K
Form D file number: 021-137673
Form D file number: 021-195975

Form ADV 989769 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INTRINSIC EDGE PARTNERS, L.P.Hedge Fund · Last reported Mar 30, 2016$33.6MGross asset value

Fund administrator KAUFMAN ROSSIN & CO. MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY CHICAGO, Illinois, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer CETERA ADVISORS LLC EL SEGUNDO, California, United States Related to adviser: No

Marketer FIRST ALLIED SECURITIES, INC. SAN DIEGO, California, United States Related to adviser: No

Marketer WORLD EQUITY GROUP, INC. ARLINGTON HEIGHTS, Illinois, United States Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WELLS FARGO SECURITIES, LLC
SEC 8-65876

CETERA ADVISORS LLC
CRD 10299 · SEC 801-33020

FIRST ALLIED SECURITIES, INC.
CRD 32444 · SEC 801-47805

WORLD EQUITY GROUP, INC.
CRD 29087 · SEC 801-56328

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-5098143954
Reported beneficial owners: 50
Minimum commitment: $500K
Form D file number: 021-93413

Form ADV 989769 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2021. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

430 PARK AVENUE, SUITE 2B
HIGHLAND PARK, IL, 60035, United States

CRD 112447

Filing source

Form ADV 1523934 · Mar 30, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.