Investment adviser · CRD 289372
CODE WAECHTER LLC
Investment adviser filing (IA)
TAMPA, FL, United States · Form ADV filed Jan 26, 2026
- Regulatory AUM
- $409M Form ADV · Item 5.F
- Client accounts
- 1,168 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 133 | $349,556,485 | 85.5% |
| Individuals | 189 | $56,771,429 | 13.9% |
| Charities | Fewer than 5 | $2,471,983 | 0.6% |
| Corporations & businesses | 1 | $220,344 | 0.1% |
Filing source
Form ADV 2045190 · Jan 26, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 26, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Fixed
Principal office
4890 W. KENNEDY BLVD., SUITE 680TAMPA, FL, 33609, United States
CRD 289372
Filing source
Form ADV 2045190 · Jan 26, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.