Investment adviser · CRD 152884

COASTLAND CAPITAL LLC

Investment adviser filing (IA)

PALO ALTO, CA, United States · Form ADV filed Jul 21, 2017

Regulatory AUM
$2.63B
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
21
Reported in this filing
Advisory professionals
12
Investment advisory functions

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

COASTLAND VICEROY MASTER FUND LPHedge Fund · Last reported Jul 21, 2017$1.33BGross asset value

Feeder funds

  • COASTLAND VICEROY FUND LTD.
Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CREDIT SUISSE SECURITIES (USA) LLC SAN FRANCISCO, California, United States
Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN SACHS & CO. LLC
SEC 8-129

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-7393756883
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 1129156 · Jul 21, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COASTLAND RELATIVE VALUE MASTER FUND LPHedge Fund · Last reported Jul 21, 2017$1.21BGross asset value

Feeder funds

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer GROTON SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CREDIT SUISSE SECURITIES (USA) LLC SAN FRANCISCO, California, United States
Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN SACHS & CO. LLC
SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

GROTON SECURITIES LLC
CRD 126600 · SEC 8-65896

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-2877478852
Reported beneficial owners
41
Minimum commitment
$500K
Form D file number
021-140484
Form D file number
021-140503

Form ADV 1129156 · Jul 21, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COASTLAND DIRECT YIELD FUND LPHedge Fund · Last reported Jul 21, 2017$93.6MGross asset value

Form D fundraising filings

Coastland Direct Yield Fund LP

Feeder funds

Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No
Custodian MILLENIUM TRUST OAKBROOK, Illinois, United States Related to adviser: No
Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian U.S. BANCORP MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer SABERTIA CAPITAL PARTNERS, S.L. BARCELONA, Spain Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-5813495657
Reported beneficial owners
18
Minimum commitment
$500K
Form D file number
021-236841
Form D file number
021-243859

Form ADV 1129156 · Jul 21, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OC 521 MASTER FUND, LTD.Hedge Fund · Last reported Sep 4, 2015$637MGross asset value

Form D fundraising filings

OC 521 Master Fund, Ltd.

Feeder funds

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP SAN FRANCISCO, California, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANKS AND TRUST COMPANY QUINCY, Massachusetts, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-5599773973
Reported beneficial owners
18
Minimum commitment
$100K
Form D file number
021-160813
Form D file number
021-160817

Form ADV 944618 · Sep 4, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADH AGENCY PLUS MASTER FUND LPHedge Fund · Last reported Oct 1, 2013$50MGross asset value

Feeder funds

  • ADH AGENCY PLUS FUND LLC
  • ADH AGENCY PLUS FUND LTD.
Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC SAN FRANCISCO, California, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-4221229158
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 759179 · Oct 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADH MORTGAGE OPPORTUNITIES MASTER FUND LPHedge Fund · Last reported Oct 1, 2013$1.79MGross asset value

Feeder funds

  • ADH MORTGAGE OPPORTUNITIES FUND LLC
  • ADH MORTGAGE OPPORTUNITIES FUND LTD.
Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC SAN FRANCISCO, California, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-1403538142
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 759179 · Oct 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 21, 2017. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

228 HAMILTON AVENUE, 3RD FLOOR
PALO ALTO, CA, 94301, United States

CRD 152884

Filing source

Form ADV 1129156 · Jul 21, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.