Investment adviser · CRD 108484

COAST ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Mar 5, 2021

Regulatory AUM
$3.43B
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles4$3,427,496,009100.0%
Filing source

Form ADV 1502555 · Mar 5, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

20 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE COAST FUND L.P.Hedge Fund · Last reported Mar 5, 2021$3.43BGross asset value

Feeder funds

  • COAST PROPRIETARY CAPITAL, LLC
  • COAST PROPRIETARY CAPITAL, LLC
  • COAST VALUE FUND I, LTD.
  • COAST VALUE FUND I, LTD.
Fund administrator APEX FUND AND CUSTODY SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO CAYMAN LTD. GRAND CAYMAN, Cayman Islands
Custodian BANC OF CALIFORNIA, NA IRVINE, California, United States Related to adviser: No
Custodian INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MIZUHO SECURITIES USA LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian NATWEST MARKETS SECURITIES INC. STAMFORD, Connecticut, United States Related to adviser: No
Prime broker INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States
Prime broker MIZUHO SECURITIES USA LLC CHICAGO, Illinois, United States
Prime broker NATWEST MARKETS SECURITIES INC. STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO CAYMAN LTD.
PCAOB 2162

BANC OF CALIFORNIA, NA
LEI 549300IBHVRZNE4YFN80

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
SEC 8-66471

MIZUHO SECURITIES USA LLC
SEC 8-37710

NATWEST MARKETS SECURITIES INC.
SEC 8-37135

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
CRD 131487 · SEC 8-66471

MIZUHO SECURITIES USA LLC
CRD 19647 · SEC 8-37710

NATWEST MARKETS SECURITIES INC.
CRD 11707 · SEC 8-37135

Fund details & source
Fund ID
805-7806703666
Reported beneficial owners
1
Minimum commitment
$100K

Form ADV 1502555 · Mar 5, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHAMUS, LLCOther Private Fund · Last reported Mar 5, 2021$74.3MGross asset value
Fund administrator APEX FUND AND CUSTODY SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO CAYMAN LTD. GRAND CAYMAN, Cayman Islands
Custodian BANC OF CALIFORNIA, NA LOS ANGELES, California, United States Related to adviser: No
Custodian MAXIM GROUP LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC LOS ANGELES, California, United States Related to adviser: No
Prime broker MAXIM GROUP LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO CAYMAN LTD.
PCAOB 2162

BANC OF CALIFORNIA, NA
LEI 549300IBHVRZNE4YFN80

MAXIM GROUP LLC
SEC 8-65337

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

MAXIM GROUP LLC
CRD 120708 · SEC 8-65337

MORGAN STANLEY
CRD 149777 · SEC 8-68191

Fund details & source
Fund ID
805-5997463489
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1502555 · Mar 5, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE COAST FUND L.P. (CIM)Hedge Fund · Last reported May 15, 2013$5.25BGross asset value

Feeder funds

  • COAST INVESTMENT MANAGEMENT L.L.C.
Fund administrator CITI HEDGE FUND SERVICES NORTH AMERICA, INC. COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP LOS ANGELES, California, United States
Custodian INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE USA, LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SANTA MONICA, California, United States Related to adviser: No
Prime broker INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Prime broker NEWEDGE USA, LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
SEC 8-66471

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

NEWEDGE USA, LLC
SEC 8-47023

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
CRD 131487 · SEC 8-66471

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Fund details & source
Fund ID
805-9597149692
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 730822 · May 15, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COAST DIVERSIFIED MASTER FUND, LTD. (OFFSHORE)Hedge Fund · Last reported Aug 28, 2012$145MGross asset value

Feeder funds

  • COAST DIVERSIFIED FUND II-ALTERNATIVE, LTD.
  • COAST DIVERSIFIED FUND, LTD.
  • COAST DIVERSIFIED UNLEVERED FUND II-ALTERNATIVE, LTD.
Auditor PRICEWATERHOUSECOOPERS LLP LOS ANGELES, California, United States
Custodian CITCO BANK AND TRUST COMPANY LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No
Custodian CITIBANK, N.A. NEW CASTLE, Delaware, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERLIN SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SANTA MONICA, California, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States
Prime broker MERLIN SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES INC.
SEC 8-36950

MERLIN SECURITIES, LLC
SEC 8-66677

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

MERLIN SECURITIES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-3760952135
Reported beneficial owners
112
Minimum commitment
$200K

Form ADV 665569 · Aug 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COAST DIVERSIFIED MASTER FUND, LTD. (ONSHORE)Hedge Fund · Last reported Aug 28, 2012$132MGross asset value

Feeder funds

  • COAST DIVERSIFIED FUND II-ALTERNATIVE, L.L.C.
  • COAST DIVERSIFIED FUND L.L.C.
  • COAST DIVERSIFIED UNLEVERED FUND II-ALTERNATIVE, L.L.C.
Fund administrator CITI HEDGE FUND SERVICES NORTH AMERICA, INC. ROSELAND, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP LOS ANGELES, California, United States
Custodian CITCO BANK AND TRUST COMPANY LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No
Custodian CITIBANK, N.A. NEW CASTLE, Delaware, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERLIN SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SANTA MONICA, California, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States
Prime broker MERLIN SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES INC.
SEC 8-36950

MERLIN SECURITIES, LLC
SEC 8-66677

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

MERLIN SECURITIES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-3099648302
Reported beneficial owners
193
Minimum commitment
$200K

Form ADV 665569 · Aug 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COAST INVESTMENT GRADE 2002-1, LIMITEDSecuritized Asset Fund · Last reported Aug 28, 2012$101MGross asset value
Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian CEDE & CO. NEW YORK, New York, United States Related to adviser: No
Custodian HARE & CO. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4291008361
Reported beneficial owners
18
Minimum commitment
$500K

Form ADV 665569 · Aug 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COAST INVESTMENT GRADE 2001-1, LIMITEDSecuritized Asset Fund · Last reported Aug 28, 2012$50.5MGross asset value
Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian CEDE & CO. NEW YORK, New York, United States Related to adviser: No
Custodian HARE & CO. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6985393062
Reported beneficial owners
14
Minimum commitment
$500K

Form ADV 665569 · Aug 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 5, 2021. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

11150 SANTA MONICA BLVD., SUITE 1400
LOS ANGELES, CA, 90025, United States

CRD 108484

Filing source

Form ADV 1502555 · Mar 5, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.