Investment adviser · CRD 129627

CLEARLAKE ADVISORS, L.L.C.

Investment adviser filing (IA)

SAN ANSELMO, CA, United States · Form ADV filed Mar 30, 2023

Regulatory AUM: $254M
Client accounts: 31
Employees: 4
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	17	$236,513,991	93.2%
Charities	Fewer than 5	$14,355,506	5.7%
Retirement plans	Fewer than 5	$2,976,605	1.2%
Pooled investment vehicles	10	$0	0.0%
Corporations & businesses	Fewer than 5	$0	0.0%

Filing source

Form ADV 1735231 · Mar 30, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

19 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

INDRA MONEY MARKET POOLLiquidity Fund · Last reported Mar 30, 2023$0Gross asset value

Custodian JPMORGAN CHASE BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-3719771168
Reported beneficial owners: 27
Minimum commitment: $0

Form ADV 1735231 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOMA 3, L.L.C.Other Private Fund · Last reported Mar 30, 2023$0Gross asset value

Feeder funds

ZIMMERMAN CAPITAL ASSOCIATES, INC.

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: No
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-2310449297
Reported beneficial owners: 9
Minimum commitment: $0

Form ADV 1735231 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZCG MONTECITO INC.Real Estate Fund · Last reported Mar 30, 2023$0Gross asset value

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: No
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-9986410772
Reported beneficial owners: 3
Minimum commitment: $0

Form ADV 1735231 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZIMMERMAN CAPITAL FUND, L.C.Other Private Fund · Last reported Mar 30, 2023$0Gross asset value

Custodian JPMORGAN CHASE BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-7457060117
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 1735231 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZIMMERMAN FAMILY FOUNDATIONS, L.L.C.Other Private Fund · Last reported Mar 30, 2023$0Gross asset value

Custodian JPMORGAN CHASE BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian MORGAN STANLEY BANK, N.A. WALNUT CREEK, California, United States Related to adviser: No

Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source

Fund ID: 805-8358495530
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 1735231 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZIMMERMAN GROWTH PARTNERSOther Private Fund · Last reported Mar 30, 2023$0Gross asset value

Custodian FIRST BANK & TRUST SIOUX FALLS, South Dakota, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source

Fund ID: 805-5906039347
Reported beneficial owners: 20
Minimum commitment: $0

Form ADV 1735231 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZIMMERMAN INCOME PARTNERSOther Private Fund · Last reported Mar 30, 2023$0Gross asset value

Custodian JPMORGAN CHASE BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source

Fund ID: 805-9207209382
Reported beneficial owners: 20
Minimum commitment: $0

Form ADV 1735231 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2023. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

201 SAN ANSELMO AVENUE
SAN ANSELMO, CA, 94960-2854, United States

CRD 129627

Filing source

Form ADV 1735231 · Mar 30, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.