CLEAR HARBOR ASSET MANAGEMENT, LLC – investment adviser, $2.05B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	451	$1,725,184,362	84.0%
Individuals	333	$136,064,393	6.6%
Corporations & businesses	18	$76,237,181	3.7%
Charities	9	$49,807,088	2.4%
Pooled investment vehicles	2	$35,569,129	1.7%
Retirement plans	7	$31,531,250	1.5%

Filing source

Form ADV 2079225 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SPECTRUM VALUE PARTNERS, L.P.Hedge Fund · Last reported Mar 30, 2026$28.1MGross asset value

Form D fundraising filings

Spectrum Value Partners, LP

Fund administrator SEI GLOBAL SERVICES, INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP DALLAS, Texas, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, LLP
PCAOB 243

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-8176256869
Reported beneficial owners: 17
Minimum commitment: $250K
Form D file number: 021-436339

Form ADV 2079225 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ONCOREV GLOBAL ONCOLOGY ECOSYSTEM FUND LPHedge Fund · Last reported Mar 27, 2025$4.6MGross asset value

Form D fundraising filings

OncoRev Global Oncology Ecosystem Fund, LP

Fund administrator NAV CONSULTING INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES DENVER, Colorado, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES
PCAOB 349

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-6173848831
Reported beneficial owners: 26
Minimum commitment: $25K
Form D file number: 021-462532

Form ADV 1943237 · Mar 27, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DAUNTLESS EMERGING MARKETS COMPLETE FUND LLCHedge Fund · Last reported Mar 31, 2023$4.53MGross asset value

Form D fundraising filings

Dauntless Emerging Markets Complete Fund LLC

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP DALLAS, Texas, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, LLP
PCAOB 243

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-7491629030
Reported beneficial owners: 17
Minimum commitment: $100K
Form D file number: 021-389438

Form ADV 1694237 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

263 TRESSER BLVD., SUITE 1502
STAMFORD, CT, 06901, United States

CRD 152242

Filing source

Form ADV 2079225 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.