Investment adviser · CRD 127546

CLAYTON PARTNERS LLC

Investment adviser filing (IA)

BERKELEY, CA, United States · Form ADV filed Mar 26, 2026

Regulatory AUM: $172M
Client accounts: 80
Employees: 4
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	26	$106,232,600	61.8%
Pooled investment vehicles	1	$57,199,600	33.3%
Individuals	29	$8,565,500	5.0%

Filing source

Form ADV 2082697 · Mar 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CLAYTON CAPITAL APPRECIATION FUND, L.P.Hedge Fund · Last reported Mar 26, 2026$57.2MGross asset value

Form D fundraising filings

Clayton Capital Appreciation Fund, L.P.

Fund administrator OPUS FUND SERVICES (BERMUDA) LTD. SANDYS, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP CHICAGO, Illinois, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Marketer FRONTIER SECURITIES RICHMOND, Virginia, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA, LLP
PCAOB 243

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

FRONTIER SECURITIES
CRD 136102 · SEC 8-66972

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-4923372386
Reported beneficial owners: 50
Minimum commitment: $500K
Form D file number: 021-140255

Form ADV 2082697 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

3160 COLLEGE AVENUE, SUITE 203
BERKELEY, CA, 94705, United States

CRD 127546

Filing source

Form ADV 2082697 · Mar 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.