Investment adviser · CRD 158543

CLAREN ROAD ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 28, 2018

Regulatory AUM: $145M
Client accounts: 7
Employees: 15
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$119,819,999	82.6%
Other clients	Fewer than 5	$25,285,734	17.4%

Filing source

Form ADV 1182005 · Mar 28, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CLAREN ROAD CREDIT MASTER FUND, LTDHedge Fund · Last reported Mar 28, 2018$98MGross asset value

Feeder funds

CLAREN ROAD CREDIT FUND, LTD.
CLAREN ROAD CREDIT PARTNERS, LP

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian BARCLAYS BANK PLC NEW YORK, New York, United States Related to adviser: No

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian CREDIT SUISSE CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Custodian CREDIT SUISSE INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian GOLDMAN SACHS BANK USA NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

CREDIT SUISSE CAPITAL LLC
SEC 8-52352

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-3652088631
Reported beneficial owners: 175
Minimum commitment: $0

Form ADV 1182005 · Mar 28, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CLAREN ROAD CREDIT OPPORTUNITIES MASTER FUND, LTD.Hedge Fund · Last reported Mar 28, 2018$21.8MGross asset value

Feeder funds

CLAREN ROAD CREDIT OPPORTUNITIES FUND, LTD.
CLAREN ROAD CREDIT OPPORTUNITIES PARTNERS, LP