Investment adviser · CRD 39550
CITIZENS SECURITIES, INC.
Investment adviser filing (IA)
JOHNSTON, RI, United States · Form ADV filed Sep 3, 2026
- Regulatory AUM
- $12.9B Form ADV · Item 5.F
- Client accounts
- 60,545 Accounts, not individual clients
- Employees
- 471 Reported in this filing
- Advisory professionals
- 454 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 60,118 | $12,206,715,719 | 94.9% |
| High-net-worth individuals | 44 | $359,386,766 | 2.8% |
| Corporations & businesses | 383 | $302,617,490 | 2.4% |
Filing source
Form ADV 2130829 · Sep 3, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 3, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets
Principal office
ONE CITIZENS BANK WAY, JCB135JOHNSTON, RI, 02919, United States
CRD 39550
Filing source
Form ADV 2130829 · Sep 3, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.