Investment adviser · CRD 7059

CITIGROUP GLOBAL MARKETS INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 10, 2026

Regulatory AUM: $56B
Client accounts: 59,757
Employees: 7,036
Advisory professionals: 4,078

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	23,441	$31,953,417,699	57.1%
Individuals	34,655	$9,545,607,987	17.0%
Corporations & businesses	1,512	$6,672,637,222	11.9%
Pooled investment vehicles	26	$2,980,740,757	5.3%
Government entities	11	$2,842,204,202	5.1%
Retirement plans	41	$1,502,986,828	2.7%
Charities	143	$509,061,225	0.9%

Filing source

Form ADV 2130181 · Sep 10, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

No detailed fund records are available here. Funds may be referenced under another reporting adviser in Schedule D 7.B.(2); this does not establish that the adviser has no funds.

Services & filing details

Most recent filing: Sep 10, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Security ratings

Compensation

Percentage of assets · Fixed

Principal office

388 GREENWICH STREET
NEW YORK, NY, 10013, United States

CRD 7059

Filing source

Form ADV 2130181 · Sep 10, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.