Investment adviser · CRD 161286

CIM INVESTMENT MANAGEMENT LIMITED

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed May 22, 2020

Regulatory AUM: $506M
Client accounts: 5
Employees: 6
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$334,500,000	66.1%
Corporations & businesses	Fewer than 5	$168,500,000	33.3%
Other investment advisers	Fewer than 5	$3,000,000	0.6%
Individuals	Fewer than 5	$0	0.0%
High-net-worth individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Retirement plans	Fewer than 5	Not reported	Not reported
Charities	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 1424954 · May 22, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CIM INVESTMENT FUND ICAVHedge Fund · Last reported May 22, 2020$286MGross asset value

Feeder funds

CIM DIVIDEND INCOME FUND LIMITED
CIM DVIDEND INCOME FEEDER FUND

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINSTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLN, Ireland

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer CRESTA CAPITAL LTD LONDON, United Kingdom Related to adviser: No

Marketer EUREKA CAPITAL PARTNERS SINGAPORE, Singapore Related to adviser: No

Marketer FREEDOM ASSET MANAGEMENT ST PETER PORT, Guernsey Related to adviser: No

Marketer PERINVEST UK LIMITED LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-3906170296
Reported beneficial owners: 14
Minimum commitment: $2M

Form ADV 1424954 · May 22, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CIM DIVIDEND INCOME FUND LIMITEDHedge Fund · Last reported Dec 9, 2015$103MGross asset value

Feeder funds

CIM DVIDEND INCOME FEEDER FUND

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT LLC DOUGLAS, Isle of Man

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Custodian TASHKENT INVESTMENTS COMPLEX TASHKENT, Uzbekistan Related to adviser: No

Marketer CRESTA CAPITAL LIMITED LONDON, United Kingdom Related to adviser: No

Marketer EUREKA CAPITAL PARTNERS PTE LTD SINGAPORE, Singapore Related to adviser: No

Marketer KESSLER GESTION SA GENEVA, Switzerland Related to adviser: No

Marketer PERINVEST UK LIMITED LONDON, United Kingdom Related to adviser: No

Marketer RIVOLI INVESTMENT HOLDING GENEVA, Switzerland Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-6391634247
Reported beneficial owners: 18
Minimum commitment: $100K
Form D file number: 021-1617664

Form ADV 955783 · Dec 9, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CIM DISCOVERY FUND LIMITEDHedge Fund · Last reported May 22, 2020$9.5MGross asset value

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINSTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT LLC DOUGLAS, Isle of Man

Custodian DRAGON CAPITAL (CYPRUS) LIMITED NICOSIA, Cyprus Related to adviser: No

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Custodian TASHKENT INVESTMENTS COMPLEX TASHKENT, Uzbekistan Related to adviser: No

Marketer PERINVEST UK LIMITED LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED
LEI BSQNZQQA7EN1FNKZHR16

Fund details & source

Fund ID: 805-8422785841
Reported beneficial owners: 2
Minimum commitment: $100K
Form D file number: 021-223786

Form ADV 1424954 · May 22, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE TAIL WIND FUND LIMITEDHedge Fund · Last reported Dec 9, 2015$53.8MGross asset value

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer EUREKA CAPITAL PARTNERS PTE LTD SINGAPORE, Singapore Related to adviser: No

Marketer TAIL WIND ADVISORY MANAGEMENT LONDON, United Kingdom Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS LONDON, United Kingdom

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-6310446095
Reported beneficial owners: 5
Minimum commitment: $100K
Form D file number: 021-1074435

Form ADV 955783 · Dec 9, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CIM GLOBAL PROPERTY FUND LIMITEDHedge Fund · Last reported Jan 14, 2015$21.9MGross asset value

Fund administrator NORTHERN TRUST INTERNATIOANL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT LLC DOUGLAS, Isle of Man

Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer EUREKA CAPITAL PARTNERS PTE LTD SINGAPORE, Singapore Related to adviser: No

Marketer PERINVEST UK LIMITED LONDON, United Kingdom Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-1249319687
Reported beneficial owners: 0
Minimum commitment: $100K
Form D file number: 021-1617482

Form ADV 866692 · Jan 14, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 22, 2020. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

175 PICCADILLY, EMPIRE HOUSE
LONDON, W1J 9EN, United Kingdom

CRD 161286

Filing source

Form ADV 1424954 · May 22, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.