Investment adviser · CRD 107050

CIFC INVESTMENT MANAGEMENT LLC

Investment adviser filing (IA)

MIAMI, FL, United States · Form ADV filed Aug 4, 2026

Regulatory AUM: $1.04B
Client accounts: 2
Employees: 200
Advisory professionals: 89

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	2	$1,043,121,736	100.0%

Filing source

Form ADV 2124000 · Aug 4, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

24 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BUCKINGHAM CDO LTD. AND BUCKINGHAM CDO LLCSecuritized Asset Fund · Last reported May 17, 2013$520MGross asset value

Fund administrator MAPLESFS LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-3587107803
Reported beneficial owners: 12
Minimum commitment: $250K

Form ADV 737955 · May 17, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SCHILLER PARK CLO LTD. AND SCHILLER PARK CLO CORP.Other Private Fund · Last reported Sep 14, 2017$261MGross asset value

Fund administrator MAPLESFS LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK NATIONAL TRUST COMPANY SANTA ANA, California, United States Related to adviser: No

Marketer LEHMAN BROTHERS INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-1223634526
Reported beneficial owners: 13
Minimum commitment: $500K

Form ADV 1140414 · Sep 14, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BRIDGEPORT CLO LTD. AND BRIDGEPORT CLO CORP.Securitized Asset Fund · Last reported Sep 14, 2017$254MGross asset value

Fund administrator MAPLESFS LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK NATIONAL TRUST COMPANY SANTA ANA, California, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-9151024916
Reported beneficial owners: 25
Minimum commitment: $250K

Form ADV 1140414 · Sep 14, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CUMBERLAND II CLO LTD. AND CUMBERLAND II CLO CORP.Other Private Fund · Last reported May 17, 2013$213MGross asset value

Fund administrator MAPLESFS LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON GLOBAL CORPORATE TRUST NEW YORK, New York, United States Related to adviser: No

Marketer J. P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J. P. MORGAN SECURITIES INC.
CRD 18718

Fund details & source

Fund ID: 805-8210097005
Reported beneficial owners: 3
Minimum commitment: $500K

Form ADV 737955 · May 17, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BURR RIDGE CLO PLUS LTD. AND BURR RIDGE CLO PLUS LLCSecuritized Asset Fund · Last reported Sep 14, 2017$177MGross asset value

Fund administrator MAPLESFS LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK NATIONAL TRUST COMPANY SANTA ANA, California, United States Related to adviser: No

Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-8558764253
Reported beneficial owners: 16
Minimum commitment: $100K

Form ADV 1140414 · Sep 14, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BUCKINGHAM CDO II LTD.Securitized Asset Fund · Last reported May 25, 2018$151MGross asset value

Fund administrator MAPLESFS LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7566345831
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1219617 · May 25, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BUCKINGHAM CDO III LTD.Securitized Asset Fund · Last reported May 25, 2018$114MGross asset value

Fund administrator MAPLESFS LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO FARGO BANK, N.A. COLUMBIA, Maryland, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9470134517
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1219617 · May 25, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 4, 2026. View historical filings

Reported services

Investment company portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1 SE 3RD AVENUE, SUITE 1660
MIAMI, FL, 33131, United States

CRD 107050

Filing source

Form ADV 2124000 · Aug 4, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.