Investment adviser · CRD 168014

CICC INVESTMENT MANAGEMENT (USA), INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 3, 2015

Regulatory AUM
$41M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CICC BRIDGE MATRIX CORE FUND LTD.Hedge Fund · Last reported Apr 3, 2015$41MGross asset value
Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS CAYMAN ISLANDS GEORGE TOWN, Cayman Islands
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED BEIJING, China Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-9875463219
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 907384 · Apr 3, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 3, 2015. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

350 PARK AVENUE, 27TH FLOOR
NEW YORK, NY, 10022, United States

CRD 168014

Filing source

Form ADV 907384 · Apr 3, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.