Investment adviser · CRD 155495

CHS CAPITAL LLC

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Apr 14, 2016

Regulatory AUM
$833M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
11
Investment advisory functions

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CHS PRIVATE EQUITY V LPPrivate Equity Fund · Last reported Apr 14, 2016$473MGross asset value
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian PRIVATE BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-9791480732
Reported beneficial owners
98
Minimum commitment
$10M
Form D file number
021-70913

Form ADV 1010969 · Apr 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHOREHILL PRIVATE EQUITY LPPrivate Equity Fund · Last reported Apr 14, 2016$11.6MGross asset value
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3874447262
Reported beneficial owners
40
Minimum commitment
$50K

Form ADV 1010969 · Apr 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CODE HENNESSY & SIMMONS IV LPPrivate Equity Fund · Last reported Apr 14, 2016$2.93MGross asset value
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian PRIVATE BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-1867246776
Reported beneficial owners
89
Minimum commitment
$5M

Form ADV 1010969 · Apr 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CHS ASSOCIATES VPrivate Equity Fund · Last reported Apr 14, 2016$235KGross asset value
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian PRIVATE BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-9870784218
Reported beneficial owners
8
Minimum commitment
$50K

Form ADV 1010969 · Apr 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEW HARBOR CAPITAL FUND LPPrivate Equity Fund · Last reported Mar 25, 2015$33.6MGross asset value
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Marketer MORGAN JOSEPH TRIARTISAN LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

MORGAN JOSEPH TRIARTISAN LLC
CRD 10948 · SEC 8-27971

Fund details & source
Fund ID
805-3523599469
Reported beneficial owners
50
Minimum commitment
$50K
Form D file number
021-198870

Form ADV 888065 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CODE, HENNESSY, & SIMMONS III, LPPrivate Equity Fund · Last reported Mar 25, 2015$2.36MGross asset value
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian JP MORGAN CHASE BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-3443902345
Reported beneficial owners
70
Minimum commitment
$1M
Form D file number
021-32350076

Form ADV 888065 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CODE, HENNESSY & SIMMONS LIMITED PARTNERSHIPPrivate Equity Fund · Last reported Feb 4, 2013$377KGross asset value
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian JP MORGAN CHASE BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1373189321
Reported beneficial owners
55
Minimum commitment
$100K

Form ADV 698205 · Feb 4, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 14, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

300 N LASALLE ST, SUITE 4925
CHICAGO, IL, 60654, United States

CRD 155495

Filing source

Form ADV 1010969 · Apr 14, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.